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ADVANCING FINANCIAL MARKETS. TOGETHER.

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ADVANCING FINANCIAL MARKETS. TOGETHER.
SEARCHED

on 22 Aug 2024

Last Applicant/ Owned by

THE DEPOSITORY TRUST & CLEARING CORPORATION

570 Washington Blvd.Jersey City, NJ 07310

US

Serial Number

2044442 filed on 6th Aug 2020

Correspondent Address

WENDY D. RIEL

(RIEL PROFESSIONAL CORPORATION)411 Roosevelt Avenue, Suite 206Ottawa

ONTARIO

CA

K2A3X9

ADVANCING FINANCIAL MARKETS. TOGETHER.

Trademark usage description

computer software used for financial transactions in the fields of securities trade processing and trade management; downloadable electronic publicati Read More

Classification Information

Class [009]
Computer software used for financial transactions in the fields of securities trade processing and trade management; Downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services

Classification kind code

11

Class [035]
Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services, namely, the collection, storage, maintenance, management, recordkeeping and reporting of information relating to derivatives transactions for regulatory compliance; issuance, collection, storage, maintenance, management, and dissemination of business legal entity data for business purposes

Classification kind code

11

Class [036]
Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession and record of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax services, namely, tax withholding services and tax reporting services; Financial processing, financial information, and financial services, namely, settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services, namely, the creation and dissemination of databases, aggregates, reports, benchmarks, data analytics of securities in the fields of finance; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, assisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions; Financial transaction processing services, namely, automatic acceleration of electronic trade affirmation processing; Financial information services, namely, communicating post-trade settlement details between investment managers and broker/dealers prior to confirmation to avoid settlement delay, eliminate clerical errors, and reduce risk of trade failure; Financial transaction processing of securities trading featuring processing of standing settlement and account instructions

Classification kind code

11

Class [038]
Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging services, featuring automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections

Classification kind code

11

Class [041]
Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line educational materials in the field of finance; Providing online, non-downloadable electronic publications in the nature of articles, whitepapers, reports, presentations, and educational materials in the field of financial services

Classification kind code

11

Class [042]
Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable platform for securities trade matching and processing; Providing online, non-downloadable software and data feeds in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages and data feeds featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information

Classification kind code

11

Mark Details

Serial Number

2044442

Mark Type

Trademark

Legal History

Action TakenStatus
Submitted for opposition 22
on 22nd Aug 2024		Search Recorded
Submitted for opposition 20
on 22nd Aug 2024		Examiner's First Report
Submitted for opposition 67
on 10th May 2024		Agent Name Changed
Submitted for opposition 67
on 9th May 2024		Agent Name Changed
Submitted for opposition 135
on 29th May 2023		Amendment to Application
Submitted for opposition 287
on 17th Jun 2022		Pre-Assessment Letter Sent
Submitted for opposition 48
on 5th Nov 2021		Agent Changed
Submitted for opposition 30
on 6th Aug 2020		Filed
Submitted for opposition 1
on 6th Aug 2020		Created
Submitted for opposition 31
on 6th Aug 2020		Formalized