CAIA

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REGISTERED

on 12 Feb 2009

Last Applicant/ Owned by

CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION INC.

11 Amity StreetAmherst, MA 01007

Serial Number

1165668 filed on 22^nd Jan 2003

Registration Number

TMA734337 registered on 12^th Feb 2009

Registration expiry Date

12^th Feb 2034

Correspondent Address

GOODMANS LLP

ATTN: INTELLECTUAL PROPERTY GROUPBAY ADELAIDE CENTRE333 BAY STREET, SUITE 3400TORONTO

ONTARIO

M5H2S7

CAIA

Trademark usage description

financial services, namely, financial planning services; educational services in the field of investment and financial planning.

Classification Information

1165668

Trademark

Action Taken	Status
Submitted for opposition 12 on 6^th Feb 2006	Extension of Time
Submitted for opposition 50 on 16^th Apr 2004	Allowed
Submitted for opposition 51 on 16^th Apr 2004	Allowance Notice Sent
Submitted for opposition 42 on 28^th Jan 2004	Advertised
Submitted for opposition 26 on 23^rd Dec 2003	Approved
Submitted for opposition 22 on 31^st Oct 2003	Search Recorded
Submitted for opposition 20 on 31^st Oct 2003	Examiner's First Report
Submitted for opposition 31 on 11^th Feb 2003	Formalized
Submitted for opposition 1 on 28^th Jan 2003	Created
Submitted for opposition 30 on 22^nd Jan 2003	Filed