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REGISTERED

on 30 Jan 2020

Last Applicant/ Owned by

NEUBERGER BERMAN GROUP LLC

1290 Avenue of the AmericasNew York, NY 10104

Serial Number

1844961 filed on 28^th Jun 2017

Registration Number

TMA1071305 registered on 30^th Jan 2020

Registration expiry Date

30^th Jan 2030

Correspondent Address

MCMILLAN LLP

BROOKFIELD PLACE, SUITE 4400BAY WELLINGTON TOWER181 BAY STREETTORONTO

ONTARIO

M5J2T3

NB LOGO DESIGN

Trademark usage description

financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities broke Read More

Vienna Information

26 . 11 . 1

One line or one bandUne ligne ou une bande

26 . 11 . 5

Thin linesLignes fines

26 . 11 . 7

Vertical lines or bandsLignes ou bandes verticales

26 . 4 . 2

RectanglesRectangles

26 . 4 . 5

One quadrilateralUn quadrilatère

26 . 4 . 12

Quadrilaterals containing one or more other geometrical figures -- Note: Including quadrilaterals containing bent or straight lines (except 26.4.11).Quadrilatères contenant une ou plusieurs autres figures géométriques -- Note: Y compris les quadrilatères contenant des lignes courbées ou droites (excepté 26.4.11).

26 . 4 . 18

Quadrilaterals containing one or more lettersQuadrilatères contenant une ou plusieurs lettres

Classification Information

Class [036]
Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, financial analysis consultation services, and financial investment counseling; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services

Classification kind code

Mark Details

Serial Number

1844961

Mark Type

Trademark

Legal History

Action Taken	Status
Submitted for opposition 26 on 25^th Jul 2019	Approved
Submitted for opposition 27 on 5^th Jun 2019	Approval Notice Sent
Submitted for opposition 15 on 20^th Mar 2019	Correspondence Created
Submitted for opposition 15 on 15^th Aug 2018	Correspondence Created
Submitted for opposition 15 on 26^th Jul 2018	Correspondence Created
Submitted for opposition 22 on 3^rd Jul 2018	Search Recorded
Submitted for opposition 20 on 3^rd Jul 2018	Examiner's First Report
Submitted for opposition 31 on 5^th Jul 2017	Formalized
Submitted for opposition 1 on 29^th Jun 2017	Created
Submitted for opposition 30 on 28^th Jun 2017	Filed