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NUVEEN

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REGISTERED

on 4 Feb 2020

Last Applicant/ Owned by

NUVEEN INVESTMENTS INC.

333 W. Wacker DriveChicago, IL 60606

Serial Number

1834373 filed on 25^th Apr 2017

Registration Number

TMA1071614 registered on 4^th Feb 2020

Registration expiry Date

4^th Feb 2030

Correspondent Address

SMART & BIGGAR LP

SCOTIA PLAZA40 KING STREET WEST40th FLOORTORONTO

ONTARIO

M5H3Y2

NUVEEN

Trademark usage description

distribution of advertising materials in the fields of sale of real estate, financial and investment products and services; promoting the goods and se Read More

Classification Information

Class [035]
Distribution of advertising materials in the fields of sale of real estate, financial and investment products and services; promoting the goods and services of others through advertisements on Internet websites, promoting the goods and services of others through infomercials in the fields of sales of real estate, financial and investment products and services.

Classification kind code

Class [036]
Real estate agency services; financial services, namely financial analysis, financial appraisals, financial clearinghouse services, financial forecasting, financial guarantee and surety services, financial investment in the field of securities, financial investments in the field of mutual funds, financial management, financial placement of private equity funds for others, financial planning and investment advisory services, financial valuation of personal property and real estate, private financial placement of hedge funds for others, private financial placement of securities and derivatives for others, financial valuations, financial restructuring services; monetary exchange; insurance; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real estate acquisition; real estate brokerage; real estate management; real estate investment; real estate advisory and consultation services; real estate management, namely agriculture; investment services, namely capital investment, brokerage services for capital investments, equity capital investment, financial investment brokerage, investment clubs; funds investment services; investment services in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities- and alternative asset classes; investment, fund, portfolio and financial asset management services; investment, fund, portfolio and financial asset consultation services; investment, fund, portfolio and financial asset advisory services; investment, fund, portfolio and financial asset valuation services; financial, investment, fund, portfolio and asset management services in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities and alternative asset classes; financial, investment, fund, portfolio and asset consultation services in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities and alternative asset classes; financial, investment, fund, portfolio and asset advisory services in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities and alternative asset classes; financial, investment, fund, portfolio and asset valuation services in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities and alternative asset classes; securities lending; loan syndication, real estate syndication; brokerage for liquidation of securities, brokerage for renting of buildings, brokerage of bonds, brokerage of carbon credits, brokerage of shares, brokerage of stocks, financial customs brokerage services, financial investment brokerage, financial securities brokerage services, mutual fund brokerage; brokerage in connection with real estate, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, and annuities, closed-end funds, separate accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities and alternative asset classes; financial, investment, real estate and fund research services; tax and regulatory structuring services; maintaining escrow accounts for investments; financial services, namely, debt settlement; financial and investment product development; financial and investment product development in connection with exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; investment of funds for institutional and individual investors; investment of funds for institutional and individual investors, namely providing investment solutions and strategies in relation to exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, education savings plans, mutual funds, trading in stocks, bonds, securities and financial derivatives, providing financial guarantees and surety, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; financial investment and underwriting services in the field of stocks, bonds, securities, exchange traded funds, Undertakings for Collective Investment in Transferable Securities (UCITS) investment funds, mutual funds, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, commodity pools, exchange-traded notes (ETNs), exchange-traded vehicles (ETVs) and unit trusts; investment advisory services, namely, in relation to direct investment, equity and debt investments, multi-manager investments, investments through pooled funds, retirement accounts, private equity buyouts and segregated accounts; insurance brokerage, underwriting, consultancy and information services; life insurance brokerage, underwriting, consultancy and information services; investment advisory and investment portfolio management services; investment management, structuring and acting as the collateral manager and investment advisor of collateralized debt obligations and collateralized loan obligations.

Classification kind code

Class [037]
Property development.

Classification kind code

Class [041]
Educational services, namely conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development.

Classification kind code

Mark Details

Serial Number

1834373

Mark Type

Trademark

Legal History

Action Taken	Status
Submitted for opposition 190 on 2^th Oct 2019	Registration Pending
Submitted for opposition 42 on 10^th Jul 2019	Advertised
Submitted for opposition 26 on 20^th Jun 2019	Approved
Submitted for opposition 27 on 3^rd May 2019	Approval Notice Sent
Submitted for opposition 15 on 15^th Nov 2018	Correspondence Created
Submitted for opposition 22 on 5^th Apr 2018	Search Recorded
Submitted for opposition 20 on 5^th Apr 2018	Examiner's First Report
Submitted for opposition 31 on 27^th Apr 2017	Formalized
Submitted for opposition 1 on 26^th Apr 2017	Created
Submitted for opposition 30 on 25^th Apr 2017	Filed

NUVEEN

Classification Information

Classification kind code

Classification kind code

Class [037]Property development.

Classification kind code

Class [041]Educational services, namely conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development.

Classification kind code

Mark Details

Serial Number

Mark Type

Legal History

Class [037]
Property development.

Class [041]
Educational services, namely conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development.