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REGISTERED COMPLIANCE PROFESSIONAL

View On IC.GC.CA

FORMALIZED

on 15 May 2023

Last Applicant/ Owned by

VIGILANT COMPLIANCE LLC

223 Wilmington West Chester PikeGateway Corporate Center, Suite 216Chadds Ford, PA 19317

Serial Number

2258040 filed on 15^th May 2023

Correspondent Address

SMART & BIGGAR LP

SCOTIA PLAZA40 KING STREET WEST40th FLOORTORONTO

ONTARIO

M5H3Y2

REGISTERED COMPLIANCE PROFESSIONAL

Trademark usage description

regulatory compliance consulting services in the fields of investment management, investment advisory services, etfs, mutual funds, broker-dealer serv Read More

Classification Information

Class [036]
Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services

Classification kind code

Class [045]
Personal and legal

Comment text

CIPO Classification Code

Classification kind code

Nice

Mark Details

Serial Number

2258040

Mark Type

Certification mark

Legal History

Action Taken	Status
Submitted for opposition 67 on 27^th Sept 2024	Agent Name Changed
Submitted for opposition 287 on 8^th Jun 2023	Pre-Assessment Letter Sent
Submitted for opposition 30 on 15^th May 2023	Filed
Submitted for opposition 1 on 15^th May 2023	Created
Submitted for opposition 31 on 15^th May 2023	Formalized

REGISTERED COMPLIANCE PROFESSIONAL

Classification Information

Class [036]Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services

Classification kind code

Class [045]Personal and legal

Comment text

Classification kind code

Mark Details

Serial Number

Mark Type

Legal History

Class [036]
Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services

Class [045]
Personal and legal