WINDHAVEN INVESTMENT MANAGEMENT

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REGISTERED

on 15 Apr 2014

Last Applicant/ Owned by

CHARLES SCHWAB & CO. INC.

3000 Schwab WayWestlake, TX 76262

Serial Number

1525075 filed on 26^th Apr 2011

Registration Number

TMA875768 registered on 15^th Apr 2014

Registration expiry Date

15^th Apr 2029

Correspondent Address

BORDEN LADNER GERVAIS LLP

Bay Adelaide Centre, East Tower22 Adelaide St. WestTORONTO

ONTARIO

M5H4E3

WINDHAVEN INVESTMENT MANAGEMENT

Trademark usage description

financial securities and investment research, strategy, planning, advisory and brokerage services.

Classification Information

CIPO Classification Code

Nice

1525075

Trademark

Action Taken	Status
Submitted for opposition 42 on 26^th Dec 2012	Advertised
Submitted for opposition 26 on 6^th Dec 2012	Approved
Submitted for opposition 130 on 15^th Nov 2012	Note to file
Submitted for opposition 27 on 18^th Oct 2012	Approval Notice Sent
Submitted for opposition 15 on 29^th May 2012	Correspondence Created
Submitted for opposition 20 on 25^th Oct 2011	Examiner's First Report
Submitted for opposition 22 on 18^th Oct 2011	Search Recorded
Submitted for opposition 31 on 2^th May 2011	Formalized
Submitted for opposition 1 on 27^th Apr 2011	Created
Submitted for opposition 30 on 26^th Apr 2011	Filed